---
title: What is Restricted Stock?
description: What is Restricted Stock?
---

[Skip to content](https://help.dealmaker.tech/what-is-restricted-stock#main-content)

English

Show submenu for translations

[![DealMaker Logo](https://help.dealmaker.tech/hubfs/DealMakerLogo2025.svg)](https://dealmaker.tech/)

Open main navigation

Close main navigation

- English
  
  Show submenu for translations
- [Go to DealMaker](https://dealmaker.tech/)

[Go to DealMaker](https://dealmaker.tech/)

 How can we help you?

- There are no suggestions because the search field is empty.

1. [Knowledge Center](https://help.dealmaker.tech/?hsLang=en)
2. [DealMaker Shareholder Services](https://help.dealmaker.tech/dealmaker-shareholder-services?hsLang=en)
3. [General Transfer Agent FAQ](https://help.dealmaker.tech/dealmaker-shareholder-services?hsLang=en#general-transfer-agent-faq)

# What is Restricted Stock?

This refers to stock purchased in a private placement from an issuer before the company is public. Restricted stock may also be acquired through a corporate reorganization or acquisition, in return for services, or purchased from an original shareholder. Restricted stock will usually have a legend printed on the stock certificate or statement stating that the shares cannot be sold or transferred without either registration under the Securities Act of 1933 or an exemption from such registration.

- [Step 1: Getting Set up on DealMaker](https://help.dealmaker.tech/step-1-getting-set-up-on-dealmaker?hsLang=en#main-content)
  
  
  
  
  
    - [Agreements](https://help.dealmaker.tech/step-1-getting-set-up-on-dealmaker?hsLang=en#agreements)
    - [Payments](https://help.dealmaker.tech/step-1-getting-set-up-on-dealmaker?hsLang=en#payments)
    - [Self-Serve](https://help.dealmaker.tech/step-1-getting-set-up-on-dealmaker?hsLang=en#self-serve)
    - [Integrating with DealMaker](https://help.dealmaker.tech/step-1-getting-set-up-on-dealmaker?hsLang=en#integrating-with-dealmaker)
    - [FAQ](https://help.dealmaker.tech/step-1-getting-set-up-on-dealmaker?hsLang=en#faq)
- [Step 2: Launching A Deal](https://help.dealmaker.tech/step-2-launching-a-deal?hsLang=en#main-content)
  
  
  
  
  
    - [Issuer and Investor](https://help.dealmaker.tech/step-2-launching-a-deal?hsLang=en#issuer-and-investor)
    - [FAQ](https://help.dealmaker.tech/step-2-launching-a-deal?hsLang=en#faq)
- [Step 3: Deal In Progress](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#main-content)
  
  
  
  
  
    - [Investor Management](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#investor-management)
    - [Managing Transactions](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#managing-transactions)
    - [Payouts/Reporting](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#payouts-reporting)
    - [Regulatory/Compliance/Legal](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#regulatory-compliance-legal)
    - [Brokers/Agents/Finders](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#brokers-agents-finders)
    - [Managing Your Raise](https://help.dealmaker.tech/step-3-deal-in-progress?hsLang=en#managing-your-raise)
- [Step 4: Closing A Deal](https://help.dealmaker.tech/step-4-closing-a-deal?hsLang=en#main-content)
  
  
  
  
  
    - [Closing FAQs](https://help.dealmaker.tech/step-4-closing-a-deal?hsLang=en#closing-faqs)
- [Regulation CF](https://help.dealmaker.tech/regulation-cf?hsLang=en#main-content)
  
  
  
  
  
    - [FAQs](https://help.dealmaker.tech/regulation-cf?hsLang=en#faqs)
- [Regulation D 506(c)](https://help.dealmaker.tech/regulation-d-506c?hsLang=en#main-content)
  
  
  
  
  
    - [FAQs](https://help.dealmaker.tech/regulation-d-506c?hsLang=en#faqs)
- [Developers](https://help.dealmaker.tech/developers?hsLang=en#main-content)
  
  
  
  
  
    - [Developer](https://help.dealmaker.tech/developers?hsLang=en#developer)
- [Regulation A+](https://help.dealmaker.tech/regulation-a?hsLang=en#main-content)
  
  
  
  
  
    - [FAQs](https://help.dealmaker.tech/regulation-a?hsLang=en#faqs)
- [Investor FAQ](https://help.dealmaker.tech/investor-faq?hsLang=en#main-content)
  
  
  
  
  
    - [Investor FAQ](https://help.dealmaker.tech/investor-faq?hsLang=en#investor-faq)
- [DealMaker Engage](https://help.dealmaker.tech/dealmaker-engage?hsLang=en#main-content)
  
  
  
  
  
    - [Setup](https://help.dealmaker.tech/dealmaker-engage?hsLang=en#setup)
    - [Community Building](https://help.dealmaker.tech/dealmaker-engage?hsLang=en#community-building)
    - [Transfer Agent Actions](https://help.dealmaker.tech/dealmaker-engage?hsLang=en#transfer-agent-actions)
    - [Member Views](https://help.dealmaker.tech/dealmaker-engage?hsLang=en#member-views)
- [DealMaker Shareholder Services](https://help.dealmaker.tech/dealmaker-shareholder-services?hsLang=en#main-content)
  
  
  
  
  
    - [DealMaker Transfer Agent FAQ](https://help.dealmaker.tech/dealmaker-shareholder-services?hsLang=en#dealmaker-transfer-agent-faq)
    - [General Transfer Agent FAQ](https://help.dealmaker.tech/dealmaker-shareholder-services?hsLang=en#general-transfer-agent-faq)
- [Canadian Private Placements](https://help.dealmaker.tech/canadian-private-placements?hsLang=en)
- [Enterprise](https://help.dealmaker.tech/enterprise?hsLang=en#main-content)
  
  
  
  
  
    - [Developer](https://help.dealmaker.tech/enterprise?hsLang=en#developer)
    - [DealMaker Engage](https://help.dealmaker.tech/enterprise?hsLang=en#dealmaker-engage)
    - [Deal Setup](https://help.dealmaker.tech/enterprise?hsLang=en#deal-setup)
    - [Payments](https://help.dealmaker.tech/enterprise?hsLang=en#payments)
- [Reservations](https://help.dealmaker.tech/reservations?hsLang=en)

[![Chill listening crop-3](https://help.dealmaker.tech/hubfs/DealMakerLogo2025.svg "Chill listening crop-3")](https://www.dealmaker.tech/)

Copyright © 2026, DealMaker

![](https://px.ads.linkedin.com/collect/?pid=3262572&fmt=gif)