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- Canadian Private Placements
How can an investor indicate they have previously filed a Form 4C with the TSXV?
The Form 4C Corporate Placee Form is required only in very specific circumstances. You must be a non-individual, subscribing to an offering of an issuer listed on the TSXV exchange, and you must be a member of the pro group, and hold 5% or more of the issued and outstanding common shares of the issuer on closing of the Offering on either an undiluted or diluted basis. If not all of these conditions are met, you will not be required to provide the form, and will not be asked about it on the question flow.
Investors will be presented with two questions to verify if this form is needed; asking if they are a member of the pro group, and if they hold or will hold 5% or more of the issued securities upon closing - if they answer “no” to either one of them, they will not be required to complete the Form 4C.